FCA Compliance Virtual Assistant
Professional Compliance Virtual Assistants
We offer a specialised solution for FCA-regulated firms, facing the challenge of managing compliance with limited internal resources. Our service is designed to integrate seamlessly, providing the expertise needed to navigate the complex landscape of compliance.
With our compliance virtual assistant, Senior Managers and Compliance Officers can delegate compliance tasks, allowing them to focus on other critical areas of the business team.
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Fees
Let's keep things simple
£45 per hour
(minimum 10 hours per month)
Ways we can support you
Governance & Leadership
From vetting new senior managers to conducting staff reviews, we ensure your team's compliance readiness.
Horizon Scanning
We keep you ahead of the curve by identifying upcoming regulatory changes and preparing your business in advance.
Operational Compliance Support
We act as your go-to for all compliance-related inquiries, ensuring smooth daily operations.
Compliance Assurance Programs
Tailor-made programs for monitoring and testing compliance, giving you confidence in your business practices.
Policy Development and Maintenance
We create and periodically update your policies and procedures to align with the latest regulatory standards.
Register Management
Oversee critical registers, including those for conflicts of interest and financial promotions, maintaining transparency and integrity.
Regulatory Submissions
We ensure your regulatory filings are accurate and submitted on time, avoiding potential penalties.
Risk Management Integration
Align your risk management strategies with both business goals and compliance requirements for a holistic approach.
Strategic Advice
Benefit from our expertise with actionable advice and policies that fit your business model while meeting regulatory demands.
Our Virtual Compliance Assistant service does not diminish the responsibility of your Senior Management and Board of Directors but significantly eases the operational load of maintaining daily compliance.
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